Opening the National Pupil Database?

[Summary: some preparatory notes for a response to the National Pupil Database consultation]

The Department for Education are currently consulting on changing the regulations that govern who can gain access to the National Pupil Database (NPD). The NPD holds detailed data on every student in England, going back over ten years, and covering topics from test and exam results, to information on gender, ethnicity, first language, eligibility for free school meals, special educational needs, and detailed information on absences or school exclusion. At present, only a specified list of government bodies are able to access the data, with the exception that it can be shared with suitably approved “persons conducting research into the educational achievements of pupils”. The DFE consultation proposed opening up access to a far wider range of users, in order to maximise the value of this rich dataset.

The idea that government should maximise the value of the data it holds has been well articulated in the open data policies and white paper that suggests open data can be an “effective engine of economic growth, social wellbeing, political accountability and public service improvement.”. However, the open data movement has always been pretty unequivocal on the claim that ‘personal data’ is not ‘open data’ – yet the DFE proposals seek to apply an open data logic to what is fundamentally a personal, private and sensitive dataset.

The DFE is not, in practice, proposing that the NPD is turned into an open dataset, but it is consulting on the idea that it should be available not only for a wider range of research purposes, but also to “stimulate the market for a broader range of services underpinned by the data, not necessarily related to educational achievement”. Users of the data would still go through an application process, with requests for the most sensitive data subject to additional review, and users agreeing to hold the data securely: but, the data, including easily de-anonymised individual level records, would still be given out to a far wider range of actors, with increased potential for data leakage and abuse.

Consultation and consent

I left school in 2001 and further education in 2003, so as far as I can tell, little of my data is captured by the NPD – but, if it was, it would have been captured based not on my consent to it being handled, but simple on the basis that it was collected as an essential part of running the school system. The consultation documents state that  “The Department makes it clear to children and their parents what information is held about pupils and how it is processed, through a statement on its website. Schools also inform parents and pupils of how the data is used through privacy notices”, yet, it would be hard to argue this would constitute informed consent for the data to now be shared with commercial parties for uses far beyond the delivery of education services.

In the case of the NPD, it would appear particularly important to consult with children and young people on their views of the changes – as it is, after all, their personal data held in the NPD. However the DFE website shows no evidence of particular efforts being taken to make the consultation accessible to under 18s. I suspect a carefully conducted consultation with diverse groups of children and young people would be very instructive to guide decision making in the DFE.

The strongest argument for reforming the current regulations in the consultation document is that, in the past, the DFE has had to turn down requests to use the data for research which appears to be in the interests of children and young people’s wellbeing. For example, “research looking at the lifestyle/health of children; sexual exploitation of children; the impact of school travel on the environment; and mortality rates for children with SEN”. It might well be that, consulted on whether the would be happy for their data to be used in such research, many children, young people and parents would be happy to permit a wider wording of the research permissions for the NPD, but I would be surprised if most would happily consent to just about anyone being able to request access to their sensitive data. We should also note that, whilst some of the research DFE has turned down sound compelling, this does not necessarily mean this research could not happen in any other way: nor that it could not be conducted by securing explicit opt-in consent. Data protection principles that require data to only be used for the purpose it was collected cannot just be thrown away because they are inconvenient, and even if consultation does highlight people may be willing for some wider sharing of their personal data for good, it is not clear this can be applied retroactively to data already collected.

Personal data, state data, open data

The NPD consultation raises an important issue about the data that the state has a right to share, and the data it holds in trust. Aggregate, non-disclosive information about the performance of public services is data the state has a clear right to share and is within the scope of open data. Detailed data on individuals that it may need to collect for the purpose of administration, and generating that aggregate data, is data held in trust – not data to be openly shared.

However, there are many ways to aggregate or process a dataset – and many different non-personally identifying products that could be built from a dataset, Many of these government will never have the need to create – yet they could bring social and economic value. So perhaps there are spaces to balance the potential value in personally sensitive datasets with the the necessary primacy of data protection principles.

Practice accommodations: creating open data products

In his article for the Open Data Special Issue of the Journal of Community Informatics I edited earlier this year, Rollie Cole talks about ‘practice accommodations’ between open and closed data. Getting these accommodations right for datasets like the NPD will require careful thought and could benefit from innovation in data governance structures. In early announcements of the Public Data Corporation (now the Public Data Group and Open Data User Group), there was a description of how the PDC could “facilitate or create a vehicle that can attract private investment as needed to support its operations and to create value for the taxpayer”. At the time I read this as exploring the possibility that a PDC could help private actors with an interest in public data products that were beyond the public task of the state, but were best gathered or created through state structures, to pool resources to create or release this data. I’m not sure that’s how the authors of the point intended it, but the idea potentially has some value around the NPD. For example, if there is a demand for better “demographic models [that can be] used by the public and commercial sectors to inform planning and investment decisions” derived from the NPD, are there ways in which new structures, perhaps state-linked co-operatives, or trusted bodies like the Open Data Institute, can pool investment to create these products, and to release them as open data? This would ensure access to sensitive personal data remained tightly controlled, but would enable more of the potential value in a dataset like NPD to be made available through more diverse open aggregated non-personal data products.

Such structures would still need good governance, including open peer-review of any anonymisation taking place, to ensure it was robust.

The counter argument to such an accommodation might be that it would still stifle innovation, by leaving some barriers to data access in place. However, the alternative, of DFE staff assessing each application for access to the NPD, and having to make a decision on whether a commercial re-use of the data is justified, and the requestor has adequate safeguards in place to manage the data effectively, also involves barriers to access – and involves more risk – so the counter argument may not take us that far.

I’m not suggesting this model would necessarily work – but introduce it to highlight that there are ways to increase the value gained from data without just handing it out in ways that inevitably increase the chance it will be leaked or mis-used.

A test case?

The NPD consultation presents a critical test case for advocates of opening government data. It requires us to articulate more clearly the different kinds of data the state holds, to be be much more nuanced about the different regimes of access that are appropriate for different kinds of data, and to consider the relative importance of values like privacy over ideas of exploiting value in datasets.

I can only hope DFE listen to the consultation responses they get, and give their proposals a serious rethink.

 

Further reading and action: Privacy International and Open Rights Group are both preparing group consultation inputs, and welcome input from anyone with views of expert insights to offer.

Open Policy Making for the UK Open Government Partnership National Action Plan

[Summary: thoughts on opportunities and challenges for open policy making from today’s OGP CSO Brown Bag lunch]

The Civil Service Reform Plan sets out a commitment that ‘Open policy making will become the default’ way policy is made, noting that ‘Whitehall does not have a monopoly on policy making expertise’. The Reform Plan states that government will ‘establish a clear model of open policy making’. However, whilst a number of principles of open policy making have been articulated (such as shared accountability; transparency; and cross-boundary teams), open policy making appears right now to be in a more experimental phase, with a range of recent initiatives using the label. In their case study looking at the creation of the National Planning Policy Framework, and a number of other instances of open policy making, the Institute for Government argue that in practice “there is no one [open policy making] model – and the choice of model will depend on the objectives to be met through greater openness”.

So, the decision to explore the use of open policy making as a framework for government and civil society collaboration around the UK’s Open Government Partnership National Action Plan, and co-chairmanship of the global OGP, raises as many questions as it answers. This blog post captures some of my personal reflections on possible elements of a UK OGP open policy-making process.

(For background on the Open Government Partnership, and how UK civil society have been engaging with the OGP so far, see www.opengovernment.org.uk. The quick summary: The OGP is an international initiative for governments to commit to open government actions: the UK is a founding member, and currently co-chair of the initiative. It created an Action Plan in 2011 of open government commitments, and, as part of members of the OGP, must review and revise this in collaboration with civil society in 2012 and 2013.)

Elements: Shared submissions to ministers

UK involvement in the Open Government Partnership is ultimately the responsibility of Cabinet Office Minister Francis Maude. As part of an open policy making process, civil society and civil servants can work together on developing submissions to the Minister, developing a shared evidence base and case for what a revised National Action Plan should cover, and potential actions for the UK to take as OGP co-chair and host of the 2013 OGP plenary meeting.

This approach can be contrasted to classic policy-making consultation, in which civil servants might go out to consult on a policy, but in which the submission to a Minister, and the responses, are composed entirely by, or addressed to, the civil servants.

Elements: shared and independent spaces

To make shared submissions work, it is important for government and civil society to distinguish between issues that can and can’t be handled through this process.

The UK’s current Open Government Partnership National Action Plan (drafted entirely within Whitehall) is resolutely focussed on open data, whilst many CSOs want to see the UK focus on the full range of topics set out in the Open Government Partnership Declaration, including access to information; citizen participation; anti-corruption and integrity of public institutions. When UK civil society met a few weeks back, they outlined a number of different priority areas related to open government, including a number of concrete advocacy asks on extractive industry transparency, whistleblower protection, an extension of the right to information to cover private sector delivering public services, and emphasising participation alongside transparency as key elements of open government.

Some of the issues on the civil society agenda overlap with those government is already working on. Others are off the current government agenda. We might visualise this with a venn diagram, where the overlap of civil society and government agenda’s provides the space for open policy making, but both government and civil society continue to have issues they care about that fall outside this shared space.

In these cases, participating in an open policy making does not preclude civil society from continuing to campaign for new issues to be added to the agenda, or adopting outsider advocacy strategies to call for an issue to be added to the shared space of open policy making.

Effective open policy making needs honesty and reasonable expectations on all sides about those issues where there is enough consensus for joint submissions and evidence gathering, and a range of alternative routes through which issues that don’t make it into the shared open policy making space can still be taken forward through other routes.

Elements: joint outreach

A number of the models of open policy making that the Institute for Government highlight in their report only really open up the policy making process to a small number of individuals – often ‘experts’ from organisations already involved in policy advocacy. However, opening government should be about more than just a few extra voices – and needs to connect with citizens and civil society groups working at the grass roots across the country.

Part of an open policy making process may involved shared identification of evidence gaps, and collaboration between government and civil society organisations to develop an outreach strategy, raising awareness of open government issues, and drawing on much more diverse evidence and inputs into key documents and decision making around the OGP.

Challenges: open meetings and open networks

So far, the network of CSOs on the Open Government Partnership has been organised in the open: through a mailing list that anyone can join, and using Google Docs shared for anyone to read and edit. There is no formal membership process, or terms of reference for the group. This way of organising provides space for the network to develop organically, to draw in new participants, and to avoid putting lots of energy into structure rather than substance – but it also potentially raises some challenges for open policy making processes – as sharing information and working collaborative with an open network in theory means having a process that is open to almost anyone.

Going back to the Institute for Government’s case study of the National Policy Planning Framework, it suggests that having some boundaries, and having the ‘open policy’ group working on the framework operating effectively under-the-radar for much of their duration was important to their ability to be effective, and not to be overwhelmed by competing demands. Yet, setting boundaries and being less than transparent about the existence, membership and work of an open policy making group on open government would seem at odds with open government values.

Finding agile methods to agree minutes from meetings (perhaps live-drafting in an online document with civil society and government co-editing the notes) without getting into long drawn-out sign off processes, and having clear principles on what information should be shared when, is likely to be important to having a credible open policy making process.

Challenges: resources and regions

At the heart of the proposed open policy making processes around the OGP is the idea of a regular co-working space, initially to be hosted at the open data institute, where civil society and government can meet on a weekly basis. This is a powerful demonstration of commitment to an open process, but also risks leaving policy shaped by those with the resources to regularly spend a working day in London.

Creating opportunities for online input can help address this, but attention still needs to be paid to inclusion – finding ways to ensure that resources are available to support participation of diverse groups in the process. This is perhaps part of a more general challenge for civil society as responsibility for core elements of public governance is increasingly shifted outside of government (as in open data supporting the ‘armchair auditor’), and onto civil society. We need to explore new mechanisms to support diverse civil society action on governance, and to prevent this outward shift of governance responsibility simply empowering the well resourced.

Next steps

For the OGP open policy making process, one of the next steps is likely to involve working out which issues can be addressed as part of the shared space between government and civil society. Keep an eye on the www.opengovernment.org.uk blog for news of upcoming workshops and meetings that will hopefully be exploring just that.

Complexity and complementarity – why more raw material alone won’t necessarily bring open data driven growth

[Summary: reflections on an open data hack day, complexity, and complements to open data for economic and social impact. Cross posted from Open Data Impacts blog.]

“Data is the raw material of the 21st Century”.

It’s a claim that has been made in various forms by former US CIO Vivek Kundra (PDF), by large consultancies and tech commentators, and that is regularly repeated in speeches by UK Cabinet Office Minister Francis Maude, mostly in relation to the drive to open up government data. This raw material, it is hoped, will bring about new forms of economic activity and growth. There is certainly evidence to suggest that for some forms of government data, particularly ‘infrastructural’ data, moving to free and open access can stimulate economic activity. But, for many open data advocates, the evidence is not showing the sorts of returns on investment, or even the ‘gold rush’ of developers picking over data catalogues to exploit newly available data that they had expected.

At a hack-event held at the soon-to-be-launched Open Data Institute in London this week, a number of speakers highlighted the challenge of getting open data used: the portals are built, but the users do not necessarily come. Data quality, poor meta-data, inaccessible language, and the difficulty of finding wheat amongst the chaff of data were all diagnosed as part of the problem, with some interesting interfaces and tools developed to try and improve data description and discovery. Yet these diagnosis and solutions are still based on linear thinking: when a dataset is truly accessible, then it will be used, and economic benefits will flow.

Owen Barder identifies the same sort of linear thinking in much macro-economic international development policy of the 70s and 80s in his recent Development Drums podcast lecture on complexity and development. The lecture explores the question of how countries with similar levels of ‘raw materials’ in terms of human and physical capital, could have had such different growth rates over the last half century. The answer, it suggests, lies in the complexity of economic development – where we need not just raw materials, but diverse sets of skills and supply chains, frameworks, cultures and practices. Making the raw materials available is rarely enough for economic growth. And this something that open data advocates focussed on economic returns on data need to grapple with.

Thinking about open data use as part of a complex system involves paying attention to many different dimensions of the environment around data. Jose Alonso highlights “the political, legal, organisation, social, technical and economic” as all being important areas to focus on. One way of grounding notions of complexity in thinking about open data use, that I was introduced to in working on a paper with George Kuk last year, is through the concept of ‘complementarity’. Essentially A complements B if A and B together are more than the sum of their parts. For example, a mobile phone application and an app store are complements: as the software in one, needs the business model and delivery mechanisms in the other in order to be used.

The challenge then is to identify all the things that may complement open data for a particular use; or, more importantly, to identify all those processes already out there in the economy to which certain open data sets are a complement. Whilst the example above of complements appears at first glance technological (apps and app stores), behind it are economic, social and legal complementarities, amongst others. Investors, payment processing services, app store business models, remmitance to developers, and often-times, stable jobs for developers in an existing buoyant IT industry that allow them to either work on apps for fun in spare time, or to leave work with enough capital to take a risk on building their own applications are all part of the economic background. Developer meet-ups, online fora, clear licensing of data, no fear of state censorship of applications built and so-on contribute to the social and legal background. These parts of the complex landscape generally cannot be centrally planned or controlled, but equally they cannot be ignored when we are asking why the provision of a raw material has not brought about anticipated use.

As I start work on the ‘Exploring the Emerging Impacts of Open Data in the South‘ project with the Web Foundation and IDRC, understanding the possible complements of open data for economic, political and social use may provide one route to explore which countries and contexts are likely to see strong returns from open data policy, and to see what sorts of strategies states, donors and communities can adopt to increase their opportunity to gain potential benefits and avoid possible pitfalls of greater access to open data. Perhaps for further Open Data Institute hack days, it can also encourage more action to address the complex landscape in which open data sits, rather than just linear extensions of data platforms that exist in the hope that the users will eventually come*.

Planning a Remote Hub for the Internet Governance Forum

[Summary: announcing an IGF Remote Hub at Southampton Uni]

I’ve taken part in the last three Internet Governance Forum meetings in Egypt, Lithuania and Kenya, supporting e-Participation for the last year years. But this year I’m planning to be on the other end of the webcast, participating from a Remote Hub organised at the University of Southampton. Here’s the details:

Screenshot of IGF Host Country Website

Between 5th – 9th November 2012, the Internet Governance Forum (IGF) will be held in Baku, Azerbaijan, and students from the Web Science DTC at the University of Southampton are arranging a ‘Remote Hub’, allowing anyone from the University and the local community to join in IGF discussions live.

The Internet Governance Forum, which was set up out of the UN convened  Tunis World Summit on the Information Society (WSIS) in 2005 is now in it’s 7th year, and provides an open forum where governments, companies and civil society come together to discuss key Internet issues – from cyber-security and critical internet infrastructure, to multilingualism on the web, diversity, access, culture and the impact of the web on climate change.

As well as being a forum about the Internet, a volunteer team have also worked hard to make sure IGF is a forum that takes place on the Internet. Each parellel stream from the conference is WebCast, and last year over 40 ‘Remote Hubs’ took place, with groups meeting up to following the WebCast, and feed back directly to the conference through live chat and video conferencing opportunities.

The Southampton Hub will be based on Building 32 on the Highfield Campus of Southampton University, joining afternoon sessions of the IGF on 6th, 7th and 8th November. We’ll be choosing sessions to follow, joining in local discussions around the issues raised, and feeding our views back to the event in Baku, and to other Remote Hubs around the world.

We might also build on our recent experiments in live blogging events, to capture some of the key conversations form this years IGF.

So – if you’ve an interest in any area of Internet policy, and want to join us in person in Southampton to explore remote participation in a global forum, sign-up to take part, and cast your vote on the sessions we should be taking part in.

Please register your interest by the end of October so that we can make sure we’ve got room and refreshments arranged.

(You can find out more about live Internet Governance Issues on the Diplo Internet Governance Forum at http://www.diplointernetgovernance.org)

Possible sessions include:
Tuesday 6th – 10.30am – 12noon

Tuesday 6th – 12.30pm – 2pm

Wednesday 7th – 10.30am – 12noon

Wednesday 7th – 12.30pm – 2pm

Thursday 8th – 10.30am – 12noon

Thursday 8th – 12.30pm – 2pm

We can only take part in one session in each time-slot, so vote on the session you think we should be part of here: https://docs.google.com/spreadsheet/viewform?formkey=dHVNbWRRem45Q3htLXNNd3RzMXhSMFE6MQ

You can also find a write up over on Chris Phethean’s blog.

Reflections on open development from OKFest

[Summary: trying to capture some of the depth of discussion from a session on open (international) development at the Open Knowledge Festival]

“I don’t have a problem with the word open, I have a problem with the word development.”
Philip Thigo, in visions of open development panel at OKFest.

To international development practitioners, or communities receiving development aid, much of the ‘visions of open development’ discussion at the Open Knowledge Festival will have sounded familiar. Call for more participatory processes have a long history on the development field; and countless conferences have been spent focussing on the need for greater inclusion of local communities in setting priorities, and in holding institutions to account for what they deliver. Yet, for the Open Knowledge movement, where many are just now discovering and exploring the potential application of open technologies, data and knowledge to challenges of human development in the global South, engaging with well established critiques of development is important. Open data, open knowledge, open source and open hardware could all potentially be used in the pursuit of centralised, top-down models of development, rather than supporting emancipatory and participatory development practice; highlighting the need to ensure vision of open development import thinking and experience from development practice over recent decades if open development is to avoid leading to missed opportunities, or even leading to oppressive forms of development practice.

Yet, articulating open development involves more than importing established critical perspectives into the application of open data, open technologies and open knowledge to development problems. It involves working out both how the application of these ‘open’ technologies can impact on development practice, and identifying new cross-cutting values, rules and institutional arrangements that can guide their adoption. As our panel in Helsinki explored, this exploration will have to deal with a number of tensions.

Decentralising development?
Linda Raftree opened the panel with an input that talked of the ‘horizontality’ of networked communication. Linda suggested that, whilst open development is not about the technology, it has much to learn from the structures and organising principles we find in contemporary technologies. The Internet, with it’s networked and broadly peer-to-peer architecture, in which anyone with access can participate without prior permission offers a potential template for structuring development co-operation. Karina Banfi picked up the theme in arguing against ‘top-down’ development, and advocating consultation and active engagement of communities in setting development priorities and processes.

An illustration of the potential difference between centralised and decentralised development at the infrastructure level was offered by Urs Riggenbach of Solar Fire, who described the development of open source hardware for small-scale hydro-electric power generation. Urs argued that, rather than massive cost large-scale Dams projects, with their visible ecological impacts, potential to displace communities, and scope for corruption in their contracting arrangements, communities could make use of Intellectual Property free designs to construct their own small-scale solutions.

There might be a distinction here to draw between ‘weak’ and ‘strong’ decentralisation. In the former, citizens are given access to information (perhaps via data) and channels through which to feedback to those who control budgets and power. Decision making and ultimate executive responsibility remains large scale, and final authority invested in representative institutions. In the later, decision making and executive responsibility are devolved down to the local level with open knowledge used to support communities to be more self-reliant. Underlying this (as underlying all choices about how we practice openness) is a political choice about the level at which communities should co-ordinate their activities, and the mechanisms through which that co-ordination should take place: from formal states, to voluntary associations, to distributed ‘market’ mechanisms.

Although Tariq Kochkhar suggested that open development achieved would mean that ‘all people have the freedom to make choices over their own development’, panelists and participants from the audience emphasised a number of times that it is important not to ignore power, and to recognise that open development shifts where power lies, but does not necessarily decentralise or remove it altogether. In fact, this is something the Internet potentially shows us too. Although theoretically a decentralised medium, in practice there are a small number of companies who wield significant power online, such as the search services that not only act as a gateway to available information, but also in their choices about what to index or not, create incentives for other actors on the Web to shape their content in particular ways.

Rules for openness
I’ve suggested that most notions of openness are articulated in opposition to some set of closed arrangements, but that does not mean that openness involves just the negation of those arrangements. Rather, openness may need it’s own rules to function. In our panel, Blane Harvey emphasised, openness is not the same as de-regulation, although, as Jyrki Pulkkinen reminded us, the term open may be in active use with such connotations, as in the case of discussing an ‘open and free markets’.

The need to scaffold openness with rules and institutions if it is to lead to positive development has gone relatively unexplored in past discussions. Yet is an important debate for the open development community to engage in. Rules may be needed to protect the privacy and security of certain development actors through non-disclosure of information (Pernilla Nastfor’s of the Swedish International Development Agency highlighted the potential risks the human rights activists they fund may face in repressive regimes if full details of these projects were transparent). Rules may also be needed to ensure citizens can benefit from open knowledge, and to manage the distribution of benefits from openness.

Linda Raftree raised the question of whether the open development discourse is too often one of ‘trickle down openness’, where the fact that new technologies are securing greater openness for some, is assumed to mean that more openness for all will eventually result via some trickle-down process. This echoes the critique from Michael Gurstein that open data risks simply empowering the empowered. Some of the rules needed, like Right to Information guarantees, rather than just openness as an optional extra granted by governments, are well known – but there may be other rules required to ensure the benefits of open information and technologies are more equally distributed. For example Jyrki Pulkkinen noted that ‘open innovation’ was a key engine to convert open knowledge into enterprise and activity that can work for development, and yet so often innovation is frustrated by restrictive intellectual property and patent laws that create a thicket innovators may struggle to get through, even when much of the knowledge they need to innovate has been made more accessible. In a similar vein, Jyrki noted that open information in the political domain should not just be about freedom to receive, but should also open outwards into freedoms of expression that need to be guaranteed.

Before moving on from a consideration of the rules, regulations and institutions that enable or constrain equitable outcomes from openness, it is worth remembering Lessig’s phrase ‘Code as law’. Many of the ‘rules’ which will affect how open development operates in practice may not be within formal legal or regulatory frameworks, but may exist built into the technical artifacts and networks which deliver open content, data, information and hardware designs.

Culture, structure, policy
The importance of culture change was another theme that came out during our panel. Tariq Khokhar suggested that the World Bank’s policies on open data had brought new actors into the bank, creating the potential for a positive feedback loop, slowly shifting the culture of the organisation. Though Tariq also highlighted that big organisational change may require ‘principles of open development’: organisational tools that can be used to determine when projects are ‘open development’ projects or not – to avoid the latest buzz-word being applied to any project. Asked about how far development has shifted in recent years, Philip Thigo focussed on a perceived increase in the accessibility of staff from large institutions, and how more doors were open for conversation. Perhaps underplayed in our discussions so far has been the influence of e-mail, social media, search and generally accessible online information in creating more ‘open communications’ between development donors and others.

An input from Anahi Ayala Iacucci also got us thinking about the processes of development aid decision making, and the tensions between a desire for locally owned and defined projects, and a requirement from donors to have clear project plans and deliverables. Creating a culture supportive of emergent project plans is a challenge (as the aptly named ‘IKM Emergent‘ programme discovered over it’s five year duration), and it is possible that a focus on transparency and accountability, without looking carefully at the balance of power and who is doing the calling to account, could lead to a greater focus on fixed project plans rather than a greater freedom and flexibility, and openness to local pressures and demands. As technological and open information interventions of open development unfold, tracking how they feed into culture change in positive and negative ways is likely to be instructive.

Next steps in the conversation
The last post I started on Open Development, I didn’t think I would reach any conclusions, but I ended with a rough minimal description of what I saw to be some essential elements of open development. This time, following an incredibly rich discussion at the Open Knowledge Festival, I find I’ve got a sense of many more jigsaw puzzle pieces of open development –  from the role of rules and policies; to the tensions of decentralisation – yet I’m less sure how these fit together, or how far there is a clear concept of open development to be articulated.

In debriefing from the Open Knowledge Festival, one of the general feelings amongst the open development track team was that bringing together these conversations in Helsinki was important to open up a space in the Open Knowledge movement to recognise how the themes being discussed had impacts beyond the US and Europe. It may be that open development is ultimately about providing a space to critically bridge between knowledge and perspectives from development, and ideas and perspectives from the diverse networks of open access, open hardware, open data, open culture and open knowledge currently developing across the world. In any case, as the conversation moves forward hopefully we can combine the practical and critical edge that discussions at OKFest displayed…

Reflections on an open panel

[Summary: learning notes from an experimental approach to running a panel at Open Knowledge Festival]

How do you hold an open discussion about ‘open development’ in a theatre-style auditorium? That’s what we tried to explore at the Open Knowledge Festival in Helsinki with an experimental ‘open panel’. Our goal was to combine input from experts and key contributors to the field, with a format that recognised that expertise and relevant insights were not just held by those on the pre-selected panel, but was also to be found amongst the audience in the room. The panel design we came up with draw upon ideas from ‘Fishbowl’ conversations, and involved creating space for members of the audience to join the panel after the initial inputs from pre-selected panelists.

The Format

Here’s a quick overview of the format we used:

1) We had six pre-selected panelists, each speaking for a maximum of five minutes without slides to introduce their views on the topic

2) We then opened the floor to inputs from the audience. The audience were told they could either come forward an ask a question, or could join the panel, taking a seat on stage to put forward their view. There were 10 seats on the stage overall, creating space for four at least four audience panelists.

3) There was the option of anyone (initial panelists, or those joining from the audience) leaving the panel if they felt they had said enough and wanted to create space for anyone else.

4) We also invite questions via Twitter, and ran a number of online polls to gather views. (We originally considered using handset voting, but decided against this for simplicity)

You can find the short presentation that I used to introduce the format here.

Instead of, as planned, having three podium microphones for panelists to come forward to, we passed a roving microphone along the panel.

How did it work?

Overall I believe it was a very successful panel: keeping inputs from panelists short kept the panel moving and let us cover a lot of ground. Listening back to the panel (LINK) it seems we had a reasonably good balance of voices. A number of points and themes were developed over the course of the session, although interwoven into one another – rather than as explicit threads.

When we opened the floor for audience contributions, initially contributions were just in the form of questions to the panel, rather than people taking up the empty seats on stage. It took some encouragement for people to ‘join’ the panel, although those participants who did join gave noticeably different contributions: being sat down alongside other panelists seems to really change the tone of the contribution someone makes  – potentially bringing about much more relaxed and discursive contributions.  With only four people choosing to take up the extra seats on the panel by the end of the session we didn’t get to see what would happen when space ran out, and if anyone would choose to leave.

The online voting and Twitter input in this case got relatively little traffic.

Learning points and reflection

I would experiment with this format again, although I would consider removing the  option of just asking a question, and making the only ways for audience to input as either taking a seat on the panel, or asking questions via Twitter (getting people to take a seat and offer their input from being seated with the panel is I think the key; even if they focus on asking a question and leave immediately after it is answered).

We had aimed for a relatively diverse pre-selected panel of speakers. We need to think more about whether the format risks the overall inputs being less diverse, as the most confident may be more likely to choose to come and join the panel (with a bias greater than occurs with who choose to come forward and ask questions). The facilitator perhaps needs to have some control over the queues coming to contribute to ensure a balance of voices.

Having the roving microphone handed along the panel provided a good way of encouraging short contributions, and getting the panel to self-manage who was going to speak next. I stood outside the panel as facilitator, and at a number of points simply told the panelists how long they had to answer a question, and invited them to self-organise within that time to ensure everyone who wanted to go to speak. This appeared to be fairly effective, and to keep the conversation flowing.

Whilst we decided not to use keypad voting, I would consider doing this at a future session where keypads are available, if only as a good way to get people arriving early to come down and fill in rows at the front of the auditorium, rather than hanging around the back.

If you were involved in the panel, in the audience, or you’ve watched the recording – then I’d really welcome your feedback and reflections too… drop in a comment below…

Conclusions

There’s mileage in the open panel format, and it’s certainly something I’ll be looking to explore more in future.

Participation, enterprise, legitimacy and power: reflections from the Dyroy Seminar

[Summary: Links and reflections from a day live-blogging with Web Scientists in North Norway]

The Dyroy context
Web Science Students (with the socks we were given on arrival to keep us warm inside the Arctic Circle)I’ve spent the last few days with a group of Web Science students in the community of Dyroy, in Northern Norway, about two hours by boat from the regional capital Tromso, and located around 69 degrees North – inside the arctic circle. Dyroy, like many rural areas, is facing a tough challenges to maintain a vibrant community as opportunities for employment draw young people away towards the cities, and as old industries and trade decline. Yet, as we heard from the Norwegian Minister for the Regions at today’s Dyroy Seminar, the area is not one to simply shrug and let decline set in – but is an area where citizens have come together to find new ways to sustain and develop the community. Although electricity only reached much of Dyroy in the 1950s, the Old Trading Post where we were staying brought a phone line into the area in the mid 1800’s, and the modern development of Dyroy relies heavily on high-speed Internet connectivity (hence the Web Science connection…).

One of the ways the community comes together is through a bi-annual conference, exploring topics of interest to the local community. This year’s seminar focussed on youth – looking at issues of youth participation, as well as exploring questions of identity and sustainable entrepreneurship and employment. As Web Science students we were present to explore how the web could be used to amplify some of the discussions from the first day of the seminar, and to build new online connections between ideas from Dryoy and the wider world. The day before the seminar, we spent time with students at the local school, running a number of workshops, including one exploring how social media could be used to campaign on key issues.

You can find a wealth of live-blogging and social reporting from the seminar here, and on the Dyroy Seminar website you will find a number of Norwegian reports about our projects. However in this post I wanted to draw out just a few reflections about some of the key youth participation themes of the last two days, in a way that I hope will be helpful both for those who took part in Dryoy, and for the wider readership of this blog.

Participation, politics and power
The room with English translation - and our social reporting hubI was hopeful that in Norway, the first county to establish a Children’s Rights Ombudsman, that when I asked a group of 13 – 15 year old students if they were aware of their right to participate under Article 12 of the UN Convention on the Rights of the Child that every hand would go up. However, translation issues aside, both in the school where we worked, and the seminar, ideas of participation did not appear to be explicitly rooted in the human rights of children and young people to have their views heard in matters that affect them. Building on a rights-based foundation is important to highlight (a) that children and young people’s participation needs to be about having an individual say, for example, in home life – as well as having a collective voice on community issues; (b) to recognise that all young people have participation rights, not just those who shout loudest or who get involved in formal structures.

Forms of participation that involve an individual expression of views can sit alongside participation in more formal politics: where debates are often concerned with the allocation of scarce resources. However, as a number of youth councillors, and young political party members debated during the seminar, it is important for young people engaged in political participation structures to be aware of the dangers of pursuing power for it’s own sake.

Structures, shared values and shared challenges
Much of the morning of the seminar involved discussion of how Norway is well on the way to having a Youth Council in every municipality, with the possibility of legislation to require Youth Council’s to be established. There was some debate over whether national requirements for youth representation would lead to an over-prescriptive set of structures, and whether instead flexibility was needed for each local area to develop it’s own youth participation approaches. The importance of handing over real power to youth fora was discussed, including mention of youth-led grant making (such as existed at scale in the UK with the, now sadly much rarer, Youth Opportunity Funds and Youth Capital Funds, and as still exists in other youth led grant making globally), or youth involvement in budgeting (or perhaps budget monitoring and advocacy, as a number of global youth participation projects are exploring).

In my experience of working on youth participation structures in the UK, when approaches are formalised it is important to recognise that there is no single structure that can support effective participation and representation, or that provides a suitable means of engagement for all young people. Rather, good participation involves a spread of interlinked approaches, from good complaint and feedback systems, through one-off-events and activities, to regular and structured representative structures. With the right design and active facilitation, online social media tools are potentially very effective to ‘bridge the gap’ between forms of one-off engagement, and more sustained engagement in local decision making.

Even with a good mix of approaches to youth participation, and many channels through which young people can get involve – without ‘shared values‘ being clearly articulated, and a wide shared understanding in the community that children and young people are equal citizens – participation of all forms risks becoming tokenism.

One of the peculiar properties of youth participation structures over other participation structures, is the relatively rapid turnover of membership. By definition, one can only be a member of a youth council for quite a short period of time compared perhaps to the main council. This leads to a need for both shared values, and participation structures, to be regularly revisited, revived and regenerated. It can also lead to a structural disadvantage for young people seeking to express their views – as they have to spend comparatively longer picking up the background knowledge needed to engage in particular debates, or may have less access to prior experience that could support them to secure the outcomes they want.

I’ve long been interested in the potential of the web to create a stronger institutional memory for youth campaigns: with social reporting and regular online reporting of youth activities generating an open record that future young participants can pick up – able to benefit from the experience of their predecessors. However, although it is often claimed that the Internet never forgets, in practice, keeping content updated and discoverable over many years turns out to be very challenging. For example, content from the Youth Council Website I developed and maintained over 10 years ago is now only available in the Internet Archive, where you would only find it if you knew where to look, and the archive of Oxford’s Social Responsible Investment campaign is scattered across a number of sites. Even if it was easy to deposit content from youth participation on the web as part of a long-term archive, we need better approaches to curate it so that future generations of youth representatives and campaigners can quickly find the intelligence they need to strengthen their hands.

Shared challenges
Having drawn on a rather oppositional idea of youth participation above: with the need to strengthen the voices of young people in contrast to those of adults, I want to step back and example whether that opposition is useful. There is a common platitude in youth participation events to talk about ‘young people as the future’. This is often met with the reply from young people that ‘we are part of the present too’, which is a very fair response. However, what concerns me more in this claim is that it often covers up an implied abdication of responsibility on the part of adults. By saying ‘we need the innovative ideas of young people to sort out future problems’, adults can be letting themselves off the hook for also being part of creating those innovative solutions. It can be a way of pushing the solving of the problem off into the future, perpetuating the generational injustice that has seen those currently in power create environmental problems, burden states with debt, and enable vastly unequal development (an accusation I target more at political leaders in the UK than Norway here).

In many cases the challenge is not to listen to the voice of youth, but to find ways for people to be involved in shared problem solving, regardless of age or background.

Entrepreneurship and legitimacy
Anders Waage Nilsen took us away from participation structures in his presentation to the seminar, highlighting how, particularly with the web, it is possible for people of all ages to self-organise, bringing an entrepreneurial spirit to problem solving. This approach, rooted in an impatience and desire to see change, suggests that young people should not wait around to have access to formal decision making power from which they can call for alternative models of economic and environmental development – but suggests that young people should use their networks to actively create the sorts of future they want.

The forms of ad-hoc social innovation enable by the web, by new practices and emerging norms of self-organising truly offer great opportunities to attack persistent social challenges, but when they become one of our primary modes of acting they also raise challenges of legitimacy. How far can, and should, communities (from local communities like Dyroy, to national communities like Norway) exercise collective self-determination over what happens amongst them? When the ability to take advantage of technologies to self-organise is not conditioned only by access to technology, but also by wider access to social and financial capital, how can a community avoid those with money and networks over-dominating the shape of local development by simply getting on with what they want to do outside of representative structures?

I’m not at all suggesting here that social innovation should be curtailed, and I would generally celebrate the forms of entrepreneurial social action Nilsen described. Yet, the most that ‘political action’ is conducted through ad-hoc actions, the more we need to find new ways to respond to it. To some extent our representative structures are about striking a balance of power, and as power shifts in the network society, we may need to develop new ways to regulate it’s legitimate exercise.

Web Science reflections: bridging with artifacts and agency
I’ve already mentioned a few ways the web might impact upon youth participation: from helping maintain an institutional memory for youth fora, to supporting new models of social action and problem solving.

In our workshop with students yesterday, we used the Social Media Game (with some extra cards made specially for this workshop), to explore how students might use the web to campaign on issues that affected them – from the poor quality of some roads, to a lack of activities, and issues relating to drugs and crime. A number of the strategies for using the web the young people put together involved strong use of online and offline channels – recognising that, for example, the support gathered on a Facebook page might need to be expressed through a letter to a politician to get their attention, or nothing that out-and-about exploration of problems with potholes could be taken online through videos and shared to raise awareness of the problem.

As we have also been exploring acting as social reporters today, bridging involves a mix of technical artifacts (tweets, blog posts, video clips and so-on), digital networks, and human connections. Understanding how these interact, and the different dynamics that affect each (from the design of content and messages, to the structure of digital networks, and the social psychology of sharing content) should be an important part of the contribution Web Science makes to thinking about participation.

Where next in a social reporting cycle?

For many of the Web Science DTC students, today was a first taste of live blogging and social reporting. Even for a single track conference, live blogging and social reporting generate a lot of content. Unlike events such as the Internet Governance Forum, where social reporting may be part of facilitating engagement in the live event, in the case of the Dyroy seminar, our social reporting has served more to amplify and create a record of the event. Working out sustainable ways to create a legacy out of this content is a challenge. For me, a first reflective blog post is a way to draw out some themes to reflect on more – that might emerge into future writing. However, with such a wealth of content generated through today – we do need to think more about how we might curate elements of it to further share ideas and debates from today’s event.

Youth Participation in Norway

[Summary: A quick link to live-blogging from Northern Norway]

I’m currently in Northern Norway with students and staff from the Web Science Doctoral Training Centre in Southampton (where my PhD is based), preparing to take part in the bi-annual Dyroy Seminar. Dyroy is a coastal community of around 1,200 people, formerly a fishing and farming community – but now facing challenges of population decline as many increasingly move to urban areas.

The bi-annual Dyroy Seminaret  provides an opportunity for the community to come together to explore key issues, and this year is focussing on youth participation. We’ll be tweeting all day on the dyroy hashtag, and hopefully the event will also be webcast (though possibly in Norwegian). So, if you’re interested in how remote and coastal communities are exploring key issues of youth participation, follow us on twitter or join the webcast, or view the latest on Cover It Live below.

Find links to more coverage over on the Web Science DTC blog.

 

What is Open Development?

In just over a week I’ll be at the Open Knowledge Festival in Helsinki, where thanks to the work of an amazing team of volunteers, we will have a series of sessions taking place under the banner of ‘Open Development‘, looking at where Open Knowledge themes meet international development.

In one of those sessions we’ll be asking what we really mean by open development: inviting participants to share their own responses to the question ‘What does open development mean to you?’. I realised that, for all the time I’ve spent moderating the OKF open-development working group’s mailing list, and inputting to the OKFest Open Development stream, I’ve not had a clear answer to that question. I’m hoping that next weeks session will help address that, but in advance I thought it would be useful to jot down some reflections on how I might answer the question right now.

Of course, as luck would have it, I’m at just that stage in the PhD process of working out the questions, but not yet getting to the simplified crisp answers, so what follows is some thinking aloud, rather than a set answer…

The essence of open

I’ve written before about the way that the prefix ‘open’ does not necessarily pick out some common property across it’s wide usage for ‘open access’, ‘open source’, ‘open data’ and ‘open content’, ‘open government’, and ‘open development’ – but at best can be seen as offering these labels a broad ‘family resemblance‘. There is an important distinction to observe between openness focussed on artifacts such as data, source code, or academic articles, and openness of processes, such as democracy and development. Formal definitions of the former may tend to be concerned more with the legal or technical status of the artifact, whereas definitions of the latter may focus on questions of who is participating, how they are allowed to participate.

In so far as we can find a common family trait amongst ‘the opens’, then I would suggest ‘access and permission’ is a good candidate. Openness should remove barriers to access, and should grant relevant permissions that allow either use of an artifact, or participation in a process.

Note that whilst the artifact and process distinction might be possible to make at the level of formal definitions, many times when terms like ‘open source’, or ‘open government’ are deployed, they are used to refer to refer to both artifacts and processes. For example, we might use open source to refer to the processes of the open source community and movement, rather than just the properties of the source code itself; or we might use the term open government to refer to the papers and documents of government, as well as to participative processes that let citizens input into governance. Open artifacts may in some cases be necessary, but not sufficient, for an open process. In their work on Open ICT’s for Development, Smith et. al provide a definition that combines ‘artifact’ and ‘process’ elements in understanding how open ICTs may be a matter of access, participation and collaboration. In the case of development though I think it can be sustained that development is a process, and a process that is concerned primarily with increasing human quality of life.

Of course, development in practice involves many processes, and in assessing in any case whether we have open development or not we might have to ask about the relative openness of any number of processes, from priority setting, to planning, to spending, to monitoring and governance.

Open as oppositional

If openness is about ‘access and permission’, then generally it is articulated in opposition to some set of ‘closed’ arrangements. For example, open access is articulated in opposition to the tight intellectual property control and high prices of journal articles that restrict academics access to articles, and their permission to share them. Open movements are hard to isolate and specify separately from those arrangements they oppose (this tends to cloud the artifact/process distinction – as getting a process to open up might well involve some opening of its constituent artifacts).

So, in the case of international development, what is being opposed? It would be easy to generate a long list of things wrong with the way development is done, and to suggest that ‘open development’ is simply the negation of these – but that would overload the concept of open development, and lead to it being seen as a panacea for all that is wrong. Rather, where is there a lack of access, and a lack of permission, in development as it is currently practised? My own initial answer would focus on the fact that those whose human welfare is supposed to be increased by development often have very little stake in the decision making about where resources for development will be used, or in wider policy debates with an influence on their welfare. Access to decision making, and permission to participate, are limited right now – and open development should be about addressing the closed nature of information artifacts, and communication opportunities, that support exclusive processes of governance.

Others may want to focus on different ‘closed’ areas of the current development field, and in doing so, to articulate different visions, or different aspects of the same vision, for open development.

Open X for open development

Counter to the argument above, open development could be said to simply be the application of other open initiatives to the development field. That is – using open data for international development could be said to in itself be ‘open development’. However, I would argue that this is overly reductive, and indeed misses that open technologies or artifacts could potentially be used for non-open development.

‘Open ICT for development’, ‘open source for development’ and ‘open data for development’ are all potentially very good things – but we might also want to ask about whether they need an extra open in there – as in ‘open data for open development’ and so-on.

Open is not enough

As I outlined above, openness removes specific barriers to access, and provides permissions to participate. However, this does not mean effective access to decision making for all. That requires additional attention.

Again, we could load this into the concept of open development, to suggest that openness of process necessarily requires us to ensure all potential participants can overcome barriers outside the process that inhibit their participation. For example, we could say that a community meeting which is formally open to all, is not truly open unless we have been able to pay all the travel costs of everyone who might want to participate and to translate it into all local languages, because without this, there are still barriers to access. However, rather than build these ideas into ‘open development’ I would suggest that we are better to see ‘open’ as amongst a number of desirable prefixes and modifiers for development, such as ‘inclusive’ and ‘egalitarian’.

So what is open development?

When I started writing, I wasn’t sure if I would get down to one clear sentence, or nothing at all. As it is, I think I can offer the following as an interim answer to the question:

  • Open development is a process
  • Open development is about providing access to information, and permission to participate
  • Open development is about challenging closed and distant decision making on development issues
  • Open development is a companion to inclusive development and can provide the foundations for greater inclusion
  • Open development is more than just using open data for development, or taking open source to developing countries
  • Open development is still open to debate

Whether I’ll say the same after next weeks debate we’ll find out – and if you want to suggest your own definition of open development to feed into the discussions, you can do so before 19th September 2012 in this Etherpad.

Where co-operatives and open data meet…

[Summary: thoughts on ways in which co-operatives could engage with open data]

With the paper I worked on with Web Science Trust for Nominet Trust on ‘Open Data and Charities‘ just released (find the PDF for download here), and this post on ‘Open Data and Co-operatives’ it might feel like I’m just churning through a formula for working on ‘organisation structure’ + ‘open data’ for writing articles and blog posts. It is however, just a fortuitous co-incidence of timing, thanks to a great event organised today by Open Data Manchester and Co-operatives UK.

The event was a workshop on ‘Co-operative business models for open data‘ and involved an exploration of some of the different ways in which co-operatives might have a role to play in creating, sharing and managing open data resources. Below are my notes from some of the presentations and discussions, and some added reflections jotted down during this write-up.

What are co-operatives?

Many people in the UK are familiar with the high-street retail co-operative; but there are thousands more co-operatives in the UK active in all sectors of the economy; and the co-operative is a business form established right across the world.

The co-operative is a model of business ownership and governance. Unlike limited or public companies which are owned and essential run in the interests of their shareholders, co-operatives are owned by their members, and are run in the interest of those members. Co-ops legal expert Ged explained this still leaves a vast range of possible governance models for co-ops, depending on who the members are, and how they are structured. For example, the retail coop is a ‘Consumers’ co-operative, where shoppers who use its services can become members and have a say in the governance of the institution. By contrast, the John Lewis Partnership is an employee owned, or ‘producer’ co-operative, which is run for the collective benefit of its staff. Some co-operatives are jointly owned by producers and consumers, and others, like Co-ops UK are owned by their member organisations – existing to provide a service to other co-ops.

There’s been a lot of focus on co-ops in recent years. This year is UN Year of the Co-operative, and the current UK Government has talked a lot about mutualisation of public services.

What do co-operatives have to do with open data?

There are many different perspectives on what open data is, but at its most basic, open data involves making datasets accessible online, in standard formats, and under licenses that allow them to be re-used. In discussions we explored a range of ways in which co-operative structures might meet open data.

Share: Co-operatives sharing data

As businesses, co-operatives have a wide range of data they might consider making available as open data. Discussions in today’s workshop highlighted the wide variety of possible data: from locations of retail coop outlets, to energy usage data gathered by an energy co-operative, or turnstile data from a co-operative football club.

Co-operatives might also hold datasets that contain personal or commercially sensitive data, such as the records held by the co-operative bank, or the shopping data held by the retail co-operative, but that could be used to generate derived datasets that could be made openly available to support innovation, or to inform action on key social challenges.

There are a number of motivations for co-ops to release data as open data:

  • Firstly, releasing data may allow others to re-use it in a way that benefits the coop economy. For example, Co-operatives UK recently released a mobile app for locating a wide range of co-ops and retail outlets. If the data for this was also available, third parties could build information on coop services into their own apps, tools and services, potentially increasing awareness of co-operatives.
  • Secondly, sharing data might support the wider social aims of a co-operative. For example, an energy co-operative might have gathered lots of data on the sorts of renewable energy sources that work in different settings, and sharing this data openly would support other people working on sustainable energy to make better choices; or retail co-operatives might share information on the grants they give to community groups in a structured form in a way that would support them to better target resources on areas with the most impact.
  • Thirdly, transparency, accountability and trust might be important drivers for co-ops to release data – with open data supporting new models of co-operative governance. For example, co-ops might release detailed financial information as open data to allow their members to understand their performance, or to analyse staff remuneration. Or a coop might provide aggregate data on its supply chain to show how it is improving the percentage of supplies from other co-operatives or from Fairtrade suppliers. For public service co-operatives, like the Youth Mutual forming in Lambeth, it may be important to publish structured data on how public money is being spent, ensuring that the contracting out of services through co-operatives does not undermine the local authority spending transparency that has been established over recent years.

 

Collaborate: Co-operatives as data sharing clubs

Discussions also looked at how we can put data into co-operatives, rather than get data out. A lot of the open data agenda so far has focussed on open data from government (OGD), but often the data needed to answer key questions comes from a variety of stakeholders, including governments, community groups and individuals.

Co-operatives could provide a model to manage the ownership of shared data resources. Most open data licenses are still based upon data being owned somewhere (apart from CC-zero, and Public Domain Dedications which effectively waive ownership rights over a dataset). Co-operatives can provide a model for ownership of open data resources, giving different stakeholders a say in how shared data is managed. For example, if government releases a dataset of public transport provision, and invites citizens and organisations to take part in crowdsourced improvement of the data, people may be reluctant to contribute if the data is just going back into state ownership. However, if contributors to the improved dataset also gain a shared stake in ownership of that enhanced data, they may be more interested in giving their input. This was an issue that came up at the PMOD conference in Brussels last month.

We also discussed how co-operative structures could provide a vehicle for combining open and private data, or for the limited pooling of private data. For example, under the MiData programme, government is working to give citizens better access to their personal data from corporations, such as phone and energy companies. Pooling their personal data (in secure, non-open ways) could allow consumers to get better deals on products or to engage in collective purchasing. Undoubtedly private companies will emerge offering services based on pooled personal data, but where this sort of activity takes place through co-operative structures, consumers sharing their data can have a guarantee that the benefits of the pooled data are being shared amongst the contributors to it, not appropriated by some private party.

Create and curate: Co-operative governance of datasets and portals

Linked to the idea of co-operatives as data sharing clubs, Julian Tait highlighted the potential for co-operative governance of data portals – taking a mutual approach to managing the meta-data and services that they provide.

As I’ve argued elsewhere, open data portals need to go beyond just listing datasets, to also be a hub of engagement – building the capacity of diverse groups to make use of data.

Ideas of joint producer and consumer co-operatives might also provide a means to involve users of data in deciding how data is created and collected. Choices made about data schemas, frequency of update etc. can have a big impact on what can be done with data – yet users of data are rarely involved in these choices.

Mobilise: Collaborating to add value to data

The claim is often implicitly or explicitly made that publishing this data will lead to all sort of benefits, from greater transparency, accountability and trust, to innovation and economic growth.

However, looked at in detail, we find that there are many elements to the value chain between raw open data and social or economic value. Data may need cleaning, linking, contextualising, analysing and interpreting before it can be effectively used. In talking about the Swirl business model for open data, Ric Roberts explained that if you charge too early on in the value chain for data, it will be underused. However, efforts to add value to data in the open can suffer a public good problem – everyone benefits, but no-one wants to cover the full cost alone. If everyone duplicates the tasks involved in adding value to data, less will be done – so establishing co-operative structures around data in particular areas or sectors might provide a means to pool efforts on improving data, adding value, and generating shared tools and services with data that can benefit all the members of a coop.

This might be something we explore in thinking about a ‘commissioning fund’ around the International Aid Transparency Initiative to help different stakeholders in IATI to pool resources to develop useful tools and services based on the data.

Where next?

We ended today’s workshop by setting up a Google Document to develop a short paper on co-operatives and open data. You can find the draft here, and join in to help fill out a map of all the different ways co-ops could engage with open data, and to develop plans for some pilots and shared activities to explore the co-operative-opendata connection more.

Keep an eye on the Co-operative News ‘Open’ pages for more on the co-operative open data journey.